SFC Licences of LI Lin 李琳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 9 23 May 2022
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 03 October 2018 21 April 2020
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 03 October 2018 21 April 2020
ABCI Securities Company Limited 農銀國際證券有限公司 RE 4 04 September 2017 21 September 2018
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 15 November 2016 21 September 2018