SFC Licences of LI Lin 李琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 | RE | 9 | 23 May 2022 | |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 03 October 2018 | 21 April 2020 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 03 October 2018 | 21 April 2020 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 4 | 04 September 2017 | 21 September 2018 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 15 November 2016 | 21 September 2018 |