SFC Licences of ZHANG Shang 張尚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 10 December 2020 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 10 December 2020 | |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 04 December 2019 | 20 November 2020 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 22 October 2019 | 20 November 2020 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 18 November 2016 | 27 September 2019 |