SFC Licences of LIU Yiyi 劉依依
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 26 August 2021 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 14 July 2021 | |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 09 February 2018 | 25 June 2021 |
| Dakin Capital Limited 德健融資有限公司 | RE | 6 | 15 November 2016 | 31 January 2018 |