SFC Licences of YU Tianbo

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Millennium Capital Management (Hong Kong) Limited RE 9 27 July 2020 18 August 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 31 October 2017 08 December 2018
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 22 November 2016 12 August 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 22 November 2016 12 August 2017