SFC Licences of YU Lu 于璐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 12 October 2021 | 06 December 2022 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 12 October 2021 | 06 December 2022 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 05 July 2021 | 06 December 2022 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 23 November 2016 | 11 June 2021 |