SFC Licences of YU Lu 于璐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司
RE 1 12 October 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 12 October 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 05 July 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 6 23 November 2016 11 June 2021