SFC Licences of YU Lu 于璐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
RE | 1 | 12 October 2021 | |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4 | 12 October 2021 | |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 6 | 05 July 2021 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RE | 6 | 23 November 2016 | 11 June 2021 |