SFC Licences of CHEONG Rebecca Ka Wing

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 1 01 December 2023 15 December 2023
UBS Securities Asia Limited RE 1 01 December 2023 15 December 2023
UBS Securities Hong Kong Limited RE 1 09 December 2022 16 December 2022
UBS Securities Asia Limited RE 1 09 December 2022 16 December 2022
UBS Securities Asia Limited RE 1 14 January 2020 19 January 2020
UBS Securities Asia Limited RE 1 25 January 2019 29 January 2019
UBS Securities Asia Limited RE 1 15 March 2018 21 March 2018
UBS Securities Asia Limited RE 1 28 November 2016 03 December 2016