SFC Licences of CHEONG Rebecca Ka Wing
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 1 | 01 December 2023 | 15 December 2023 |
UBS Securities Asia Limited | RE | 1 | 01 December 2023 | 15 December 2023 |
UBS Securities Hong Kong Limited | RE | 1 | 09 December 2022 | 16 December 2022 |
UBS Securities Asia Limited | RE | 1 | 09 December 2022 | 16 December 2022 |
UBS Securities Asia Limited | RE | 1 | 14 January 2020 | 19 January 2020 |
UBS Securities Asia Limited | RE | 1 | 25 January 2019 | 29 January 2019 |
UBS Securities Asia Limited | RE | 1 | 15 March 2018 | 21 March 2018 |
UBS Securities Asia Limited | RE | 1 | 28 November 2016 | 03 December 2016 |