SFC Licences of LIU Yihan 劉奕含

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 4 18 June 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 12 August 2020
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 20 February 2018 30 June 2020
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 22 November 2016 25 November 2017