SFC Licences of LIU Yihan 劉奕含
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 18 June 2021 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 12 August 2020 | |
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 20 February 2018 | 30 June 2020 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 22 November 2016 | 25 November 2017 |