SFC Licences of KO Vanessa 高煒瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Tullett Prebon (Hong Kong) Limited | RO | 7 | 01 March 2019 | |
Tullett Prebon (Hong Kong) Limited | RE | 1 | 01 March 2019 | |
ICAP Securities Hong Kong Limited | RO | 7 | 12 February 2019 | |
ICAP Securities Hong Kong Limited | RE | 7 | 01 October 2018 | 12 February 2019 |
ICAP Securities Hong Kong Limited | RE | 1 | 01 October 2018 | |
ICAP Securities Hong Kong Limited | RE | 7 | 12 September 2018 | 30 September 2018 |
ICAP Securities Hong Kong Limited | RE | 1 | 28 November 2016 | 30 September 2018 |