SFC Licences of TAM Ka Hong 譚家康

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tongjin Securities Limited 通金證券有限公司
RO 1, 4 07 December 2021
Le Chiffre Capital Limited 力持資本有限公司
RO 1 12 October 2020 30 November 2020
Le Chiffre Capital Limited 力持資本有限公司
RE 4, 9 06 May 2020 30 November 2020
Le Chiffre Capital Limited 力持資本有限公司
RE 1 06 May 2020 12 October 2020
CASH Wealth Management Limited 時富財富管理有限公司
RE 9 15 August 2019 12 November 2019
Celestial Commodities Limited 時富商品有限公司
RE 2 15 July 2019 12 November 2019
CASH Wealth Management Limited 時富財富管理有限公司
RE 4 15 July 2019 12 November 2019
Celestial Securities Limited 時富證券有限公司
RE 1 15 July 2019 12 November 2019
Eddid Securities and Futures Limited 艾德證券期貨有限公司
RE 5 19 February 2019 31 May 2019
Eddid Securities and Futures Limited 艾德證券期貨有限公司
RE 3 04 January 2019 31 May 2019
Eddid Securities and Futures Limited 艾德證券期貨有限公司
RE 1, 2, 4 02 November 2018 31 May 2019
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司
RE 2, 3, 4 15 March 2018 02 October 2018
ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司
RE 1 26 February 2018 02 October 2018
OnePlatform Asset Management Limited 環一資產管理有限公司
RE 1 28 November 2016 31 January 2018