SFC Licences of GUPTA Siddharth

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Qube Research & Technologies Hong Kong Limited RE 9 02 January 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 9 28 November 2016 31 December 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 28 November 2016 06 November 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 28 November 2016 06 November 2017