SFC Licences of NG Lok Man, Rose 吳樂汶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| FIL Investment Advisors | RE | 9 | 28 October 2021 | 30 November 2021 |
| FIL Investment Advisors | RE | 4 | 28 October 2021 | 30 November 2021 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 9 | 28 October 2021 | 30 November 2021 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 4 | 28 October 2021 | 30 November 2021 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 | RE | 1 | 28 October 2021 | 30 November 2021 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 9 | 30 November 2016 | 26 June 2018 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 5 | 30 November 2016 | 26 June 2018 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 4 | 30 November 2016 | 26 June 2018 |