SFC Licences of CHEN Lan 陳嵐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 18 May 2018 | 25 May 2018 |
| UBS Securities Asia Limited | RE | 4 | 16 January 2018 | 17 January 2018 |
| UBS Securities Asia Limited | RE | 4 | 06 June 2017 | 11 June 2017 |
| UBS Securities Asia Limited | RE | 4 | 05 December 2016 | 14 December 2016 |