SFC Licences of XIA Yang 夏揚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 23 August 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 23 August 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 23 August 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 6 04 April 2018 23 October 2020
CMB International Capital Limited 招銀國際融資有限公司 RE 1 04 April 2018 23 October 2020
CMB International Capital Limited 招銀國際融資有限公司 RE 6 01 December 2016 16 June 2017
CMB International Capital Limited 招銀國際融資有限公司 RE 1 01 December 2016 16 June 2017