SFC Licences of XIA Yang 夏揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 23 August 2021 | 26 November 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 23 August 2021 | 26 November 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 23 August 2021 | 26 November 2023 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 04 April 2018 | 23 October 2020 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 04 April 2018 | 23 October 2020 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 01 December 2016 | 16 June 2017 |
| CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 01 December 2016 | 16 June 2017 |