SFC Licences of ZHONG Hui 鍾揮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 29 December 2023 | |
UBS Securities Asia Limited | RE | 4 | 17 January 2020 | 22 January 2020 |
UBS Securities Asia Limited | RE | 4 | 30 October 2017 | 12 November 2017 |
UBS Securities Asia Limited | RE | 4 | 05 June 2017 | 11 June 2017 |
UBS Securities Asia Limited | RE | 4 | 05 December 2016 | 14 December 2016 |