SFC Licences of TAM Ka Chun 譚嘉俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLC Futures Limited 創僑期貨有限公司 | RE | 5 | 26 August 2019 | 27 February 2020 |
| CLC Futures Limited 創僑期貨有限公司 | RE | 2 | 26 August 2019 | 27 February 2020 |
| CLC Securities Limited 創僑證券有限公司 | RE | 4 | 26 August 2019 | 27 February 2020 |
| CLC Securities Limited 創僑證券有限公司 | RE | 1 | 26 August 2019 | 27 February 2020 |
| KCG Securities Asia Limited 寶通證券亞洲有限公司 | RE | 1 | 17 May 2017 | 13 July 2018 |
| Chief Securities Limited 致富證券有限公司 | RE | 1 | 13 December 2016 | 18 February 2017 |