SFC Licences of LO Sam Shan 盧山
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 16 June 2022 | |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 | RE | 6 | 08 October 2018 | 23 March 2022 |
| Success New Spring Capital Limited 實德新源資本有限公司 | RE | 6 | 27 January 2017 | 30 September 2018 |