SFC Licences of LUO Weiqing 羅偉卿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RO 9 19 November 2021
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RO 4 19 November 2021
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 9 04 December 2018 19 November 2021
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 RE 4 04 December 2018 19 November 2021
Yunfeng Asset Management Limited 雲鋒資產管理有限公司 RE 9 06 November 2017 30 September 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 9 06 November 2017 30 September 2018
Yunfeng Securities Limited 雲鋒證券有限公司 RE 4 15 May 2017 30 September 2018
Yunfeng Securities Limited 雲鋒證券有限公司 RE 1 19 December 2016 30 September 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 4 19 December 2016 30 September 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 1 19 December 2016 30 September 2018