SFC Licences of LUO Weiqing 羅偉卿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RO | 9 | 19 November 2021 | |
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RO | 4 | 19 November 2021 | |
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RE | 9 | 04 December 2018 | 19 November 2021 |
Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 | RE | 4 | 04 December 2018 | 19 November 2021 |
Yunfeng Asset Management Limited 雲鋒資產管理有限公司 | RE | 9 | 06 November 2017 | 30 September 2018 |
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 9 | 06 November 2017 | 30 September 2018 |
Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 4 | 15 May 2017 | 30 September 2018 |
Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 1 | 19 December 2016 | 30 September 2018 |
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 4 | 19 December 2016 | 30 September 2018 |
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 19 December 2016 | 30 September 2018 |