SFC Licences of LAU Ka Keung 劉家強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 04 October 2018 | 07 August 2020 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 04 October 2018 | 07 August 2020 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 02 November 2017 | 13 September 2018 |
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 02 November 2017 | 13 September 2018 |
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 06 April 2017 | 22 October 2017 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 21 December 2016 | 22 October 2017 |