SFC Licences of YU An Li 余安麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 11 January 2021 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 07 December 2020 | 30 December 2020 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 07 December 2020 | 30 December 2020 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 31 July 2019 | 06 October 2020 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 31 July 2019 | 06 October 2020 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 31 July 2019 | 06 October 2020 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 | RE | 4 | 21 December 2016 | 16 October 2017 |
| CIFM Asset Management (Hong Kong) Limited 上投摩根資產管理(香港)有限公司 | RE | 1 | 21 December 2016 | 16 October 2017 |