SFC Licences of HOU Yiyun 侯藝耘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 23 December 2021 | |
CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 23 December 2021 | |
Tensant Securities Limited 天晟證券有限公司 | RE | 1 | 04 April 2019 | 21 March 2021 |
Beta International Securities Limited 貝塔國際證券有限公司 | RE | 1 | 03 April 2018 | 10 August 2018 |
Odysseus Capital Asia Limited 奧澌資本亞洲有限公司 | RE | 6 | 19 June 2017 | 05 January 2018 |
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 4 | 28 February 2017 | 08 April 2017 |
Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 20 December 2016 | 08 April 2017 |