SFC Licences of CHEN Yifei 陳伊菲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RE 1, 4, 6 01 November 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 31 March 2021 01 September 2021
CLSA Limited 中信里昂證券有限公司
RE 4 31 March 2021 22 July 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 18 January 2021 01 September 2021
CLSA Limited 中信里昂證券有限公司
RE 1 18 January 2021 01 September 2021
Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司
RE 6 07 November 2018 26 November 2020
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司
RE 1 07 November 2018 26 November 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 1, 4, 6 21 December 2016 19 April 2017