SFC Licences of TAO Chutian 陶楚恬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 4 | 28 October 2019 | |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 1 | 28 October 2019 | |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 9 | 13 September 2019 | |
| CCB Securities Limited 建行證券有限公司 | RE | 9 | 23 January 2017 | 08 August 2019 |