SFC Licences of YAM Chung Wai 任仲為
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司 | RO | 9 | 20 February 2024 | |
| Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司 | RO | 4 | 20 February 2024 | |
| Zhanlin Securities Limited 展麟證券有限公司 | RE | 9 | 16 March 2021 | 09 March 2023 |
| Zhanlin Securities Limited 展麟證券有限公司 | RE | 4 | 16 March 2021 | 09 March 2023 |
| Zhanlin Securities Limited 展麟證券有限公司 | RE | 1 | 04 June 2020 | 09 March 2023 |
| Sinostar Asset Management Limited 華星資產管理有限公司 | RE | 9 | 05 March 2018 | 27 September 2019 |
| Sinostar Asset Management Limited 華星資產管理有限公司 | RE | 4 | 05 March 2018 | 27 September 2019 |
| Sinostar Securities Limited 華星證券有限公司 | RE | 1 | 07 February 2018 | 27 September 2019 |
| SR Wealth Securities Limited 中富證券有限公司 | RE | 1 | 05 September 2017 | 01 February 2018 |
| Success Securities Limited 實德證券有限公司 | RE | 1 | 28 December 2016 | 25 August 2017 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RE | 2 | 28 December 2016 | 25 August 2017 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 | RE | 3 | 28 December 2016 | 25 August 2017 |