SFC Licences of DENG Yongzhi 鄧詠芝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RAM Investment Advisors Limited 譽信投資管理有限公司 | RE | 9 | 21 February 2020 | 27 August 2020 |
| RAM Investment Advisors Limited 譽信投資管理有限公司 | RE | 4 | 21 February 2020 | 27 August 2020 |
| RAM Investment Advisors Limited 譽信投資管理有限公司 | RE | 1 | 18 February 2020 | 27 August 2020 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 23 August 2018 | 11 December 2019 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 10 August 2018 | 11 December 2019 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 23 December 2016 | 20 July 2018 |
| Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 23 December 2016 | 20 July 2018 |