SFC Licences of LAI Chun Hei 黎駿羲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 29 March 2021 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 29 March 2021 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 22 June 2018 | 12 February 2021 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 22 June 2018 | 12 February 2021 |
| Harmony Advisors Limited 喜望利顧問有限公司 | RE | 1 | 03 February 2017 | 17 November 2017 |
| Harmony Advisors Limited 喜望利顧問有限公司 | RE | 9 | 03 February 2017 | 17 November 2017 |