SFC licenceholder BIV412 LAI Chun Hei 黎駿羲

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 04 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 22 June 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 22 June 2018
Harmony Advisors Limited 喜望利顧問有限公司 RE [1] (Dealing in Securities), [9] (Asset Management) 03 February 2017 17 November 2017