SFC Licences of CHOW Chun Yin 周晉賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 09 July 2021 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 09 July 2021 | |
Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 27 May 2020 | |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 27 May 2020 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 13 December 2018 | |
Bright Smart Forex Limited 耀才環球外匯有限公司 | RE | 3 | 04 September 2017 | 30 October 2018 |
Bright Smart Asset Management Limited 耀才資產管理有限公司 | RE | 9 | 12 July 2017 | 30 October 2018 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 04 January 2017 | 30 October 2018 |
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 04 January 2017 | 30 October 2018 |