SFC Licences of BI Xiaoxia 畢曉夏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 5 | 31 July 2020 | 03 February 2022 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 31 July 2020 | 03 February 2022 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 20 September 2018 | 03 February 2022 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 20 September 2018 | 03 February 2022 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 9 | 03 January 2017 | 10 September 2018 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 4 | 03 January 2017 | 10 September 2018 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 | RE | 1 | 03 January 2017 | 10 September 2018 |