SFC Licences of XIANG Yanzhou 向彥舟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 4 | 19 April 2021 | 11 March 2024 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 19 April 2021 | |
Merrill Lynch Far East Limited | RE | 6 | 30 March 2021 | 11 March 2024 |
Merrill Lynch Far East Limited | RE | 1 | 30 March 2021 | 11 March 2024 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 30 March 2021 | |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 30 March 2021 | |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 05 July 2018 | 26 February 2021 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 05 July 2018 | 26 February 2021 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 6 | 04 January 2017 | 15 June 2018 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 04 January 2017 | 15 June 2018 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 04 January 2017 | 15 June 2018 |