SFC Licences of POOLE Gregory Hauston
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 1 | 13 January 2020 | 17 January 2020 |
| UBS Securities Asia Limited | RE | 1 | 31 October 2019 | 06 November 2019 |
| UBS Securities Asia Limited | RE | 1 | 07 January 2019 | 11 January 2019 |
| UBS Securities Asia Limited | RE | 1 | 25 October 2018 | 02 November 2018 |
| UBS Securities Asia Limited | RE | 1 | 04 January 2018 | 12 January 2018 |
| UBS Securities Asia Limited | RE | 1 | 19 October 2017 | 27 October 2017 |
| UBS Securities Asia Limited | RE | 1 | 09 January 2017 | 13 January 2017 |