SFC Licences of CHU Ming Li 朱明理
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 06 July 2023 | |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 06 July 2023 | |
| Rifa Futures Limited 日發期貨有限公司 | RO | 2 | 06 August 2020 | 23 December 2022 |
| Rifa Securities Limited 日發證券有限公司 | RE | 1 | 09 January 2017 | 23 December 2022 |
| Rifa Futures Limited 日發期貨有限公司 | RE | 2 | 09 January 2017 | 06 August 2020 |