SFC Licences of LI Shangjun 李尚駿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 10 October 2018 10 May 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 11 January 2017 01 September 2018