SFC Licences of ZHAO Dan 趙丹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SPDB International Securities Limited 浦銀國際證券有限公司 | RE | 4 | 15 April 2020 | |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 | RE | 4 | 11 September 2017 | 16 April 2020 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 11 January 2017 | 27 July 2017 |