SFC Licences of LIU Ying-Hsiao 劉盈孝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 9 | 28 February 2019 | 01 June 2020 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 4 | 28 February 2019 | 01 June 2020 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 28 February 2019 | 01 June 2020 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RO | 9 | 03 August 2018 | 28 February 2019 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RO | 4 | 03 August 2018 | 28 February 2019 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RO | 1 | 03 August 2018 | 28 February 2019 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 9 | 16 January 2017 | 03 August 2018 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 4 | 16 January 2017 | 03 August 2018 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 16 January 2017 | 03 August 2018 |