SFC Licences of LIU Ying-Hsiao 劉盈孝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 9 28 February 2019 01 June 2020
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 4 28 February 2019 01 June 2020
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 1 28 February 2019 01 June 2020
Capital Global Management Limited 瑞興全球財富管理有限公司 RO 9 03 August 2018 28 February 2019
Capital Global Management Limited 瑞興全球財富管理有限公司 RO 4 03 August 2018 28 February 2019
Capital Global Management Limited 瑞興全球財富管理有限公司 RO 1 03 August 2018 28 February 2019
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 9 16 January 2017 03 August 2018
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 4 16 January 2017 03 August 2018
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 1 16 January 2017 03 August 2018