SFC Licences of HONG Sang Jin 洪祥鎮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
StoneX Financial (HK) Limited | RO | 1 | 24 March 2023 | |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 18 June 2021 | 08 April 2022 |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RO | 1 | 04 January 2019 | 04 February 2020 |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 19 December 2018 | 04 February 2020 |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 24 July 2017 | 04 January 2019 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 16 January 2017 | 23 July 2017 |