SFC Licences of YANG Yutong 楊宇彤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 16 November 2021 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 16 November 2021 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 16 November 2021 | |
Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 27 April 2018 | 16 November 2018 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 27 April 2018 | 16 November 2018 |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 07 February 2017 | 16 November 2018 |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 07 February 2017 | 16 November 2018 |