SFC Licences of XIA Wei 夏微
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 4 | 24 January 2022 | 12 March 2024 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 22 March 2021 | 05 May 2022 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 9 | 03 June 2020 | 24 November 2020 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 4 | 03 June 2020 | 24 November 2020 |
| Frontier Capital Management Limited 方達資本管理有限公司 | RE | 1 | 03 June 2020 | 24 November 2020 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 4 | 11 January 2017 | 28 July 2017 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 | RE | 9 | 11 January 2017 | 28 July 2017 |