SFC Licences of FONG Hiu Fai 方曉暉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司
RE 1 17 November 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 17 November 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 22 October 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
RE 6 21 December 2018 08 October 2021
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司
RE 1, 4, 6 08 February 2017 06 December 2018