SFC Licences of HONDA Kazuma

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Asia Limited RE 1 16 May 2023 19 May 2023
Merrill Lynch Far East Limited RE 2 20 January 2017 07 June 2021
Merrill Lynch Far East Limited RE 1 20 January 2017 07 June 2021
Merrill Lynch (Asia Pacific) Limited RE 1 20 January 2017 19 December 2018