SFC Licences of TSUI Tung Hang 徐冬恒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 02 January 2019 | 29 April 2022 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 02 January 2019 | 29 April 2022 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 02 January 2019 | 29 April 2022 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 16 October 2017 | 01 June 2018 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 24 January 2017 | 01 June 2018 |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 24 January 2017 | 01 June 2018 |