SFC Licences of YU Maggie H W 余曉樺

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 1 23 January 2017 14 November 2017
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 RE 4 23 January 2017 14 November 2017