SFC Licences of YU Maggie H W 余曉樺
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 23 January 2017 | 14 November 2017 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 23 January 2017 | 14 November 2017 |