SFC Licences of LEE Ying Yee
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 03 May 2018 | 09 October 2019 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 03 May 2018 | 09 October 2019 |
China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 30 November 2017 | 31 March 2018 |
China Everbright Capital Limited 中國光大融資有限公司 | RE | 1 | 30 November 2017 | 31 March 2018 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 20 January 2017 | 15 September 2017 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 20 January 2017 | 15 September 2017 |