SFC Licences of LU Yiwen 陸懿雯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 4 06 May 2021
BOCI Securities Limited 中銀國際證券有限公司 RE 2 28 April 2021
BOCI Securities Limited 中銀國際證券有限公司 RE 1 28 April 2021
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 23 January 2017 10 March 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 23 January 2017 10 March 2021