SFC Licences of LU Yiwen 陸懿雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 06 May 2021 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 28 April 2021 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 28 April 2021 | |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 23 January 2017 | 10 March 2021 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 23 January 2017 | 10 March 2021 |