SFC Licences of POSCH Paul
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 07 August 2017 | 30 April 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 August 2017 | 30 April 2021 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 12 May 2017 | 22 May 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 May 2017 | 22 May 2017 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 20 March 2017 | 27 March 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 20 March 2017 | 27 March 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 27 January 2017 | 06 February 2017 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 27 January 2017 | 06 February 2017 |