SFC Licences of AU Shuk Yan 區淑炘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oaktree Capital (Hong Kong) Limited | RE | 4 | 11 June 2020 | |
| Oaktree Capital (Hong Kong) Limited | RE | 1 | 11 June 2020 | |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 24 February 2017 | 30 April 2020 |