SFC Licences of LEE Ko-Shun 李可舜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 03 October 2017 | 02 February 2018 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 02 February 2018 |
KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 26 January 2017 | 02 February 2018 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 26 January 2017 | 02 February 2018 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 26 January 2017 | 02 October 2017 |
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 | RE | 1 | 26 January 2017 | 02 October 2017 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 26 January 2017 | 02 October 2017 |