SFC Licences of KERRIGAN Daniel Burke
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 2 | 03 December 2021 | |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 | RE | 1 | 03 December 2021 | |
| Swiss-Asia Asset Management (HK) Limited | RE | 9 | 19 October 2020 | 05 November 2021 |
| Swiss-Asia Asset Management (HK) Limited | RE | 4 | 25 September 2020 | 05 November 2021 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 | RO | 4 | 09 January 2019 | 30 June 2020 |
| SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司 | RO | 1 | 16 August 2018 | 30 June 2020 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RO | 1 | 30 November 2017 | 01 December 2017 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 25 January 2017 | 01 December 2017 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 25 January 2017 | 30 November 2017 |