SFC Licences of WONG Si Si, Connie 王思思

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司
RE 1, 4 02 March 2021 13 January 2022
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司
RE 6 18 May 2020 07 June 2022
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司
RE 1 16 August 2019 02 March 2021
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司
RE 1 08 March 2019 22 June 2019
Zhongtai International Securities Limited 中泰國際證券有限公司
RE 1 01 February 2017 10 February 2019