SFC Licences of WONG Si Si, Connie 王思思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 18 August 2022 | |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 18 August 2022 | |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 18 May 2020 | 07 June 2022 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 02 March 2021 | 13 January 2022 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 02 March 2021 | 13 January 2022 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 16 August 2019 | 02 March 2021 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 | RE | 1 | 08 March 2019 | 22 June 2019 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 01 February 2017 | 10 February 2019 |