SFC Licences of MA Kunpeng 馬鯤鵬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RO 4 28 February 2022
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 4 17 August 2021 28 February 2022
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司
RE 4 19 December 2019 01 March 2021
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4 24 April 2017 21 July 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4 06 February 2017 31 March 2017