SFC Licences of LAI Zhexing 賴哲行
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 30 November 2017 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 30 November 2017 | |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 03 February 2017 | 19 November 2017 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 03 February 2017 | 19 November 2017 |