SFC Licences of DIVERS Alan Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 2 | 08 March 2018 | 15 March 2018 |
| UBS Securities Asia Limited | RE | 1 | 08 March 2018 | 15 March 2018 |
| UBS Securities Asia Limited | RE | 1 | 16 February 2017 | 03 March 2017 |
| UBS Securities Asia Limited | RE | 2 | 16 February 2017 | 03 March 2017 |